Exchange Agreements in the Capital Markets Industry

182 Contracts & Agreements
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Third Amended and Restated Exchange Agreement, dated as of April 1, 2025, by and among Blue Owl Capital Inc., Blue Owl Capital Holdings LP, Blue Owl Capital GP LLC and the Blue...
Exchange Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
2025
Amendment No. 25 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poor's Financial Services LLC (as successor-in-interest to Standard & Poor's,...
Exchange Agreements
Cboe Global Markets
Capital Markets
2025
Preferred Stock Exchange Agreement, dated March 27, 2025, by and between CGBD and CIM
Exchange Agreements
TCG BDC, INC.
Capital Markets
2025
Exchange Agreement
Exchange Agreements
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
DE
2024
Amendment No. 24 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poor's Financial Services LLC (as successor-in-interest to Standard & Poor's,...
Exchange Agreements
Cboe Global Markets
Capital Markets
2024
Amendment No. 23 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a...
Exchange Agreements
Cboe Global Markets
Capital Markets
2024
Registration Rights Agreement, dated as of June 5, 2024, between Intercontinental Exchange, Inc. and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Wells Fargo...
Exchange Agreements
Intercontinental Exchange
Capital Markets
NY
2024
Class D Exchange Agreement, dated as of May 31, 2024, by and among the Company, the Partnership and the other persons and entities party thereto
Exchange Agreements
StepStone Group Inc.
Capital Markets
DE
2024
First Amendment to the Exchange Agreement by and among PJT Partners Inc., PJT Partners Holdings LP and the holders of partnership units from time to time party thereto, dated as...
Exchange Agreements
PJT Partners Inc.
Capital Markets
DE
2024
Second Amended and Restated Exchange Agreement, dated as of February 21, 2024, by and among Blue Owl Capital Inc., Blue Owl Capital Holdings LP, Blue Owl Capital Carry LP and the...
Exchange Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2024
First Amendment to Tax Receivable Agreement (Exchanges)
Exchange Agreements
Artisan Partners Asset Management Inc.
Capital Markets
2024
Retirement Agreement, effective as of November 8, 2023, between Chicago Mercantile Exchange Inc. and John Pietrowicz
Exchange Agreements
CME Group Inc.
Capital Markets
IL
2023
Amended and Restated Exchange Agreement, dated November
Exchange Agreements
TPG Partners, LLC
Capital Markets
TX
2023
Amendment No. 12 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a...
Exchange Agreements
Cboe Global Markets
Capital Markets
2023
Aircraft Time Sharing Agreement dated as of April 17, 2023 between Intercontinental Exchange Holdings, Inc. and Christopher Edmonds
Exchange Agreements
Intercontinental Exchange
Capital Markets
GA
2023
Employment Agreement dated February 1, 2023 between Intercontinental Exchange Holdings, Inc. and Christopher Edmonds
Exchange Agreements
Intercontinental Exchange
Capital Markets
IL
2023
Retirement Agreement, effective as of March 29, 2023, between Chicago Mercantile Exchange Inc. and Sean Tully
Exchange Agreements
CME Group Inc.
Capital Markets
IL
2023
Amended and Restated Exchange Agreement, dated as of October 22, 2021, by and among Blue Owl Capital Inc., Blue Owl Capital Holdings LP, Blue Owl Capital Carry LP and the Blue Owl...
Exchange Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2023
Amendment No. 22 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a...
Exchange Agreements
Cboe Global Markets
Capital Markets
2022
Amendment No. 21 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a...
Exchange Agreements
Cboe Global Markets
Capital Markets
2022
Exchange Agreement, dated August 25, 2022 by and among P10, Inc., P10 Holdings Inc., P10 Intermediate Holdings LLC, and the other signatories thereto
Exchange Agreements
P10, Inc.
Capital Markets
DE
2022
License Agreement, dated June 29, 2012, between Standard & Poors Financial Services LLC and Chicago Mercantile Exchange Inc
Exchange Agreements
CME Group Inc.
Capital Markets
DE
2022
Amendment No. 20 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a...
Exchange Agreements
Cboe Global Markets
Capital Markets
2022
DEBT EXCHANGE AGREEMENT
Exchange Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Amended and Restated Exchange Agreement dated May 3, 2022 by and between Bakkt Holdings, Inc. and the other parties named therein
Exchange Agreements
VPC Impact Acquisition Holdings
Capital Markets
DE
2022
Amendment No. 19 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a...
Exchange Agreements
Cboe Global Markets
Capital Markets
2022
Retirement Agreement, effective as of April 12, 2022, between Chicago Mercantile Exchange Inc. and Kevin Kometer
Exchange Agreements
CME Group Inc.
Capital Markets
IL
2022
Debt Exchange Agreement, dated March 31, 2022
Exchange Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Founder Exchange Agreement, dated as of January 12, 2022, among David Bonderman, James G. Coulter, BondCo, Inc., CoulCo, Inc., TPG Holdings II Sub, L.P., TPG GP Advisors, Inc.,...
Exchange Agreements
TPG Partners, LLC
Capital Markets
TX
2022
Exchange Agreement, dated as of January 12, 2022, among TPG Inc., TPG OpCo Holdings, L.P., TPG Operating Group I, L.P., TPG Operating Group II, L.P., TPG Operating Group III, L.P....
Exchange Agreements
TPG Partners, LLC
Capital Markets
TX
2022
Transition and Separation Agreement, dated as of March 14, 2022, between Intercontinental Exchange Holdings, Inc. and David S. Goone
Exchange Agreements
Intercontinental Exchange
Capital Markets
IL
2022
Exchange Implementation Agreement, dated December 31, 2021, by and among Apollo Global Management, Inc. and certain other persons and certain holders of Apollo Operating Group
Exchange Agreements
Apollo Global Management LLC
Capital Markets
DE
2022
Sixth Amended and Restated Exchange Agreement, dated as of February 7, 2022, among Blackstone Inc., Blackstone Holdings AI L.P., Blackstone Holdings I L.P., Blackstone Holdings II...
Exchange Agreements
Blackstone Group L.P.
Capital Markets
DE
2022
Aircraft Time Sharing Agreement dated as of February 2, 2022 between Intercontinental Exchange Holdings, Inc. and Warren Gardiner
Exchange Agreements
Intercontinental Exchange
Capital Markets
GA
2022
Form of Founder Exchange Agreement
Exchange Agreements
TPG Partners, LLC
Capital Markets
TX
2021
Transition Services Agreement dated November 10, 2021 by and between Bakkt Opco Holdings, LLC and Intercontinental Exchange Holdings, Inc
Exchange Agreements
VPC Impact Acquisition Holdings
Capital Markets
NY
2021
Amendment No. 18 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a...
Exchange Agreements
Cboe Global Markets
Capital Markets
2021
Exchange Agreement, dated October 15, 2021 by and among the Company, Opco and the other parties thereto
Exchange Agreements
VPC Impact Acquisition Holdings
Capital Markets
DE
2021
Class C Exchange Agreement, dated as of September 20, 2021, by and among the Company, the Partnership and the other persons and entities party thereto
Exchange Agreements
StepStone Group Inc.
Capital Markets
DE
2021
Exchange Agreement, dated July 26, 2021 between Robinhood Markets, Inc. Baiju Bhatt, Vladimir Tenev, and certain of his related entities
Exchange Agreements
Robinhood Markets, Inc.
Capital Markets
DE
2021